VanEck’s Ethereum Spot ETF Listed by DTCC Amid SEC Decision Countdown

As an experienced financial analyst, I closely follow the regulatory developments surrounding cryptocurrency exchange-traded funds (ETFs). VanEck’s proposed Ethereum spot ETF listing on the DTCC is a significant milestone in the approval process, even though SEC approval is still pending.


As a crypto investor, I’m excited about VanEck’s proposed Ethereum spot ETF being listed on the Depository Trust & Clearing Corporation (DTCC) with the ticker $ETHV. However, I need to remind myself that this is just the first step, and the Securities and Exchange Commission (SEC) still needs to give its approval before we can start trading this ETF. So, let’s keep our fingers crossed and stay informed about any updates from the SEC regarding this Ethereum ETF.

DTCC Listing: What It Means

VanEck’s proposed Ethereum ETF by VanEck, which aims to trade on the Depository Trust and Clearing Corporation (DTCC) under the ticker $ETHV, represents a substantial advancement for the fund. Although this listing doesn’t guarantee approval from the US Securities and Exchange Commission (SEC).

The Depository Trust & Clearing Corporation (DTCC) added VanEck’s Ethereum Exchange-Traded Fund (ETF) to its latest roster of securities. Although included, the ETF remains inactive, as signified by the “N” notation in the create/redeem section.

The DTCC clarified,

In simple terms, this file contains a mix of active Exchange-Traded Funds (ETFs) that can be processed through the Depository Trust & Clearing Corporation (DTCC), and ETFs that are still in the pre-launch stage. These latter ETFs cannot be processed at DTCC until they have obtained all necessary regulatory approvals.

SEC Approval Pending

As a researcher studying the world of exchange-traded funds (ETFs), I’m closely monitoring the developments surrounding VanEck’s proposed Ethereum ETF. The Securities and Exchange Commission (SEC) is currently deliberating on this application, with a decision expected by May 23rd. VanEck had the distinction of being the first to file for such an ETF in September 2023. Since then, other industry heavyweights like BlackRock, ARK Invest, and Fidelity have also submitted their own applications, following VanEck’s lead.

The Securities and Exchange Commission (SEC) has historically taken a cautious approach towards Ethereum-based funds, with minimal interaction reported. But optimism is on the rise as the SEC prepares to make a decision. According to Bloomberg ETF analysts Eric Balchunas and James Seyffart, there’s now a 75% chance of SEC approval for an Ethereum spot Exchange-Traded Fund (ETF). The analysts credit this optimism to the elimination of staking provisions and shifting political dynamics. Consequently, the price of Ethereum has jumped by around 20.6%, reaching roughly $3,800.

Key Changes and Amendments

As a researcher studying the Securities and Exchange Commission (SEC) and its role in the approval process for exchange-traded funds (ETFs) based on Ethereum (ETH), I’ve observed a significant shift in the SEC’s approach. Instead of outright denials or requests for more information, the SEC has started providing feedback to applicants of ETH ETFs regarding their 19b-4 forms. These forms outline proposed rule changes that must be approved by the SEC before an ETF can come into effect. Receiving feedback from the SEC is considered a positive sign and often leads to updates and refilings of these applications.

Five prospective Ether ETF applicants, such as VanEck, Fidelity, and Franklin Templeton, modified their applications in reply. The main adjustments included eliminating staking provisions to match the SEC’s guidance.

Fidelity’s amended filing stated, 

I, along with the Trust, the Sponsor, the Custodian, and any other related parties, will abstain from participating in any Ethereum proof-of-stake validation process or using the Trust’s ETH to earn further ETH or generate income or additional earnings.

Similar language was adopted by other Chicago Board Options Exchange (CBOE)-sponsored applicants.

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2024-05-22 15:03